|
Registered Representative
50506 - Series 6
This registration qualifies a candidate for the solicitation, purchase and or sale of mutual funds and variable life products. The test includes 100 multiple choice questions with 2 hour and 15 minute time limit. This is a two day class. Self study: $100.00 includes text and CD Rom AND Series 63
Class: $210.00 includes 2 day class, text and CD Rom AND Series 63 self study
50507 - Series 7: General Securities Representative
Self Study: $185.00 + ship/hdlg. Class (includes course materials) $360.00 + s/h)This registration qualifies a person to sell every kind of security except commodities. The exam includes 250 multiple questions which is administered in two parts of 125 questions each with a 3 hour time limit for each part. This is a five day class.
50555 - Series 55
Limited Rep Equity Trader
50562 - Series 62: Corporate Securities Limited Representative
This exam qualifies an individual as a Rep for the sale of corporate stocks, corporate bonds, rights, warrants, Reits, CMOs and securities of closed-end companies registered pursuant to the Investment Company Act of 1940. This test includes 100 multiple choice questions with a 2 hour and 15 minute time limit. This class is 2.5 days. (First 2.5 days of the series 7 class)
50590 - Series 6/63 Special Package
"Package includes text for both 6 and 63 and CD Rom with over 1200 questions. Self study price is $100.00
Class is $245.00. (2 ½ days)
|
Registered Principals
50526 - Series 26: Investment Company Products/Variable Contracts Limited Principal
Limited Representative Principal. 100 Questions.
Pre-requisite: Series 6 OR Series 7. CBT not available
Other NASD Programs
50511 - Assistant Representative - Order Processing
This is the NASD exam for assistants and order takers. Persons passing this exam can only give quotes and recieve unsolicited orders. They cannot be paid a commission nor can they accept orders for municipal securities or direct participation programs. This exam includes 50 multiple questions with 1 hour time limit.
50563 - Series 63: Uniform Securities Agent
Mandatory in most states (check with your state Department of Securities). 65 questions.
Self study: $50.00 includes text and CD Rom
Self study ordered with Series 7: $40.00 includes text and CD Rom
Class (1/2 day) $55.00 includes class, text and CD Rom
50565 - Series 65 Uniform Investment Adviser
This exam is required by many states for investment advisers and financial planners. 140 questions 3 hour time limit. 2 day class.
Class $225, Self Study $125
50566 - The Series 66 reflects both the series 65 and the 63 exam material.
110 questions-2.5 hour time limit. 1 day class.
Class $195, Self Study $105
|
