Private Class

Registration Closed

When:
06/18/2019 - 12:00 pm to 2:30 pm
times shown are in CDT (America/Chicago)
This class has already taken place.

Where:
Morgan Stanley
15341 94th Ave. Suite 200
Orland Park , IL 60462

Phone:
708-226-1900

Instructor:
Andy Knott
Morgan Stanley Associates Only

Class Notes

Private Class – Morgan Stanley - Orland Park

This course fulfills the requirement for CFP Board Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.

Learning Objectives:

At the end of the course, participants will be equipped to:

1. Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP® professionals.

2. Act in accordance with CFP Board's fiduciary duty.

3. Apply the Practice Standards when providing Financial Planning.

4. Recognize situations when specific information must be provided to a Client.

5. Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest.

 

Meet our Instructor: Andy Knott is a former Pulitzer Prize nominee and Cook County prosecutor who currently serves as a Portfolio Manager for Wintrust Wealth Management.

Andy holds a CFP®, FINRA Series 7 and 66 Licenses in addition to Life, Health, and Variable Annuities Insurance Licenses. He regularly teaches continuing education classes in Professional Responsibility/Ethics to CFP® certificants and Illinois insurance agents and is an expert witness in cases involving financial planning.

Available Credit

CFP® Continuing Education
2 credits