June 18th: Private Class - CFP
Registration Closed
When:
06/18/2019 (12:00 pm - 2:30 pm)
times shown are in CDT (America/Chicago)
This class has already taken place.
Where:
Morgan Stanley
15341 94th Ave. Suite 200
Orland Park , IL 60462
Instructor:
Andy Knott
Class Notes
Private Class – Morgan Stanley - Orland Park
This course fulfills the requirement for CFP Board Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.
Learning Objectives:
At the end of the course, participants will be equipped to:
1. Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP® professionals.
2. Act in accordance with CFP Board's fiduciary duty.
3. Apply the Practice Standards when providing Financial Planning.
4. Recognize situations when specific information must be provided to a Client.
5. Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest.
Meet our Instructor: Andy Knott is a former Pulitzer Prize nominee and Cook County prosecutor who currently serves as a Portfolio Manager for Wintrust Wealth Management.
Andy holds a CFP®, FINRA Series 7 and 66 Licenses in addition to Life, Health, and Variable Annuities Insurance Licenses. He regularly teaches continuing education classes in Professional Responsibility/Ethics to CFP® certificants and Illinois insurance agents and is an expert witness in cases involving financial planning.